Our Contingency Plans

While there are many events that are unpredictable, we can still prepare for them. That's true in both financial planning and running a financial planning practice. Just like we plan for various contingencies in our clients' financial plans, we are prepared for unwelcome occurrences that may affect how our business operates.

• We strive to protect our clients' personal information through implementing security products, services, and procedures. While we are reassured by outside auditors that we have made an excellent effort in this regard, the reality is that nobody can guarantee us absolute immunity from those who seek to compromise data. So, if we ever have a computer security incident, we have a Computer Security Incident Response Plan to guide our efforts to remedy the situation.

• Whether due to Mother Nature, human actions, or just bad luck, there are situations that could result in our facilities or systems, or those of our key vendor-partners, being unavailable or unusable for a period of time. Our goal is to minimize any downtime and continue to serve our clients seamlessly during such an event. Our Business Continuity Plan lays out how we intend to do that.